Situation of the stocks
Number of shares and number of shareholders
| (As of March 31,2011) |
| Authorized Number of Shares to be Issued | Total Number of Shares Issued | Number of Shareholders |
|---|---|---|
| 80,000,000 shares | 36,123,596 shares | 10,715 |
Ownership and Distribution of shares
| Owner | As of March 31,2011 | As of March 31,2010 | ||
|---|---|---|---|---|
| Number of Shareholders | Number of Shares | Number of Shareholders | Number of Shares | |
| Individuals and Others in Japan | 10,333 | 19,066,609 | 9,699 | 18,577,121 |
| Financial Institutions in Japan | 46 | 7,104,700 | 51 | 5,014,600 |
| Overseas Investors | 181 | 4,841,351 | 247 | 7,431,441 |
| Other Corporations in Japan | 111 | 2,697,900 | 112 | 2,686,300 |
| Treasury Stock | 1 | 2,011,607 | 1 | 2,011,531 |
| Securities Companies in Japan | 43 | 401,429 | 43 | 383,203 |
| Total | 10,715 | 36,123,596 | 10,153 | 36,104,196 |
Breakdown of Issued Shares by Type of Shareholder
Principal Shareholders (TOP10)
| Order | Name | Number of Shares Held | Percentage of Shares Held |
|---|---|---|---|
| [Stock] | [%] | ||
| 1 | Tetsuro Funai | 12,709,288 | 35.18 |
| 2 | Company’s Tr. Stock | 2,011,607 | 5.56 |
| 3 | Tetsuo Funai | 1,739,492 | 4.81 |
| 4 | Funai Foundation for Information Technology | 1,540,000 | 4.26 |
| 5 | Master Trust Bank of Japan, T. | 1,512,800 | 4.18 |
| 6 | Japan Trustee Services, T. | 1,350,900 | 3.73 |
| 7 | Trust & Custody Services Bank, Ltd. |
1,256,500 | 3.47 |
| 8 | Japan Trustee Services, T.9 | 882,900 | 2.44 |
| 9 | The Bank of New York. Treaty Jasdec Account | 671,800 | 1.85 |
| 10 | Nomura Asset Management U.K. Limited Sub A/C Evergreen Nominees Ltd | 542,700 | 1.50 |
| Total | 24,217,987 | 67.04 | |
Analyst Coverage
| Brokerage Firm (in alphabetical) | Analyst |
|---|---|
| Barclays Capital Japan Limited | Yuji Fujimori |
| Citigroup Limited | Kota Ezawa |
| Credit Suisse Securities (Japan) Limited | Shunsuke Tsuchiya |
| Daiwa Securities Capital Markets Co. Ltd. | Junya Ayada |
| Deutsche Securities Inc. | Yasuo Nakane |
| Goldman Sachs Japan Co., Ltd. | Takashi Watanabe |
| JPMorgan Securities Japan Co., Ltd. | Masashi Hayami |
| Merrill Lynch Japan Securities Co., Ltd. | Eiichi Katayama |
| Mizuho Securities Co., Ltd. | Ryousuke Katsura |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | Masahiko Ishino |
| Morgan Stanley MUFG Securities Co., Ltd. | Masahiro Ono |
| Nomura Securities Co., Ltd. | Shiro Mikoshiba |
| SMBC Nikko Securities Inc. | Kazuharu Miura |
| UBS Securities Japan Ltd | Shinsuke Iwasa |
| (As of November, 2011) |
Funai Electric Co.,Ltd.is followed by the analysts listed above. Please note that any opinions,estimates or forecasts regarding Funai’s performance made by these analysts are theirs alone and do not represent opinions,forecasts or predictions of Funai Electric Co.,Ltd.or its management. Funai Electric Co.,Ltd.does not by its reference above imply its endorsement of or concurrence with such information, conclusions or recommendations.
